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ROC Annual Compliance (Startup Upper)

Complete ROC annual compliance at just ₹57,591 for startups and small companies

Rated 4.9/5 by 10,500+ clients GSTC Verified Data Secure & Private Trusted Since 2000

Overview

ROC Annual Compliance is a comprehensive service that covers all mandatory annual filings and compliances under the Companies Act, 2013. This includes AOC-4 (financial statements), MGT-7 (annual return), DIR-3 KYC, board meetings, auditor appointments, and other regulatory filings required for a startup or small company.

  • AOC-4 filing of financial statements
  • MGT-7 annual return filing
  • DIR-3 KYC for all directors
  • Board meetings and AGM compliance

Documents Required

  • PAN Card
  • Aadhaar Card
  • Certificate of Incorporation (if existing)
  • Board Resolution (if applicable)
  • Financial Statements

How It Works

1

Submit Documents

2

Verification

3

Filing

4

Confirmation

Complete Online Document Submission & Application Tracking

No office visits, no couriers. Upload everything from your phone and watch your application move from document check to final approval on WhatsApp.

100% Online Document Upload

Send documents on WhatsApp or through our secure portal. We review each one and request anything missing before filing.

Live Application Tracking

Track your application on the official portal. Your acknowledgment number is shared with you the same working day.

Step-by-Step Status Updates

Get a WhatsApp and email update at every stage - documents received, filed, approved - so you always know where your case stands.

Data Secure & Confidential

Your documents are used only for this application, stored safely, and never shared. Certificates go to your registered email.

FAQs

The package includes AOC-4, MGT-7, DIR-3 KYC (for all directors), ADT-1 filing, board meeting minutes preparation, annual general meeting documentation, and audit report coordination.

AOC-4 and MGT-7 must be filed within 30 days and 60 days respectively from the date of the Annual General Meeting (AGM). The AGM must be held within 6 months of the financial year end (by September 30).

Late filing of AOC-4 and MGT-7 attracts a fee of ₹150 per day per form. Additional penalties may be levied under Section 450 for continuing non-compliance. Persistent default can lead to director disqualification.

Yes, every company must get its financial statements audited by a qualified Chartered Accountant. The auditor must be appointed at the AGM and Form ADT-1 must be filed with MCA.

Financial statements (balance sheet, P&L, cash flow), board meeting minutes, AGM minutes, director's report, auditor's report, MGT-9, and details of directors and shareholders.

DIR-3 KYC is an annual KYC filing required for every director holding a valid DIN. It must be filed between April 1 and September 30 each year. Non-filing leads to DIN deactivation and disqualification of the director.

Yes, but late filing attracts additional fees of ₹150 per day per form. If the delay is significant, the company and its directors may face penalties, adjudication proceedings, or disqualification under Section 164(2).

Form ADT-1 is filed for appointment of the auditor within 15 days of the board meeting where the auditor is appointed. For the first auditor, it must be filed within 30 days of incorporation of the company.

Failure to hold an AGM within 6 months of the financial year end (by September 30) is a violation of the Companies Act. The company and its officers can be penalised up to ₹5 lakh and ₹1 lakh respectively for the default.

Apply for ROC Annual Compliance (Startup Upper)

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What Clients Say About ROC Annual Compliance

Rated 4.9/5 from 2,341 verified client reviews

"I was worried about the paperwork, but the team handled everything online. Documents were collected on WhatsApp and the advisor updated me at every step until I received the final confirmation on email. Very professional and transparent."

RK
Rakesh Kumar
Business Owner, Lucknow

"Quick, honest and no hidden charges. The fee was confirmed upfront on WhatsApp and the acknowledgment was generated the same day my documents were verified. Highly recommended for ROC Annual Compliance."

SD
Sneha Dwivedi
Entrepreneur, Kanpur

"They explained the process in simple Hindi, told me exactly which documents to prepare, and my application moved without a single query from the department. Worth every rupee of the fee I paid."

RA
Rohit Agnihotri
Small Trader, Varanasi

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